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“How To” Library

"How To" Library

Educational videos, links and other resources that can help you figure out "how to..."

Accounting

Administration

Compliance

Create a FINRA FinPro Account
Click here to download the Guide

The FINRA Financial Professional Gateway (FinPro) is a secure system for current and former registered representatives. Follow the steps in this document to establish an account to access your individual industry record and other compliance resources.

Disclose Outside Business Activities
Watch video

Eli Joyner walks through all the steps necessary to disclose outside business activities (OBAs) in Quest CE

Disclose Outside Brokerage Accounts
Watch Video

Eli Joyner demonstrates how to disclose outside brokerage accounts in Quest CE

Add Checks Received to Quest CE
Watch Video

Eli Joyner demonstrates how to log checks received in Quest CE

Investments

Register & Use Altigo
Watch Video

Meghan Autry demonstrates how to sign up for and use the Altigo platform.

Operations

Recruiting