"How To" Training Library
Educational videos, links and other resources that can help you figure out "how to..."
Compliance
Create a FINRA FinPro Account
Click here to download the Guide
The FINRA Financial Professional Gateway (FinPro) is a secure system for current and former registered representatives. Follow the steps in this document to establish an account to access your individual industry record and other compliance resources.
Disclose Outside Business Activities
Watch video
Eli Joyner walks through all the steps necessary to disclose outside business activities (OBAs) in Quest CE
Disclose Outside Brokerage Accounts
Watch Video
Eli Joyner demonstrates how to disclose outside brokerage accounts in Quest CE
Add Checks Received to Quest CE
Watch Video
Eli Joyner demonstrates how to log checks received in Quest CE
Disclose Gifts in Quest CE
Eli Joyner demonstrates how to disclose gifts in Quest CE as you receive them.
Investments
Register & Use Altigo
Watch Video
Meghan Autry demonstrates how to sign up for and use the Altigo platform.
Partner Training Resources
Videos to help reps understand the features & functionality of this workflow system.
Information for advisors who want to build a DBA website, or need other marketing support.
Information on the AdvisorEngine Wealth Management Platform and CRM products.